© Matti Mattila, CPFA, CISA, CIA

Internal Control Questionaire #1

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The purpose of the questionnaire here (questionnaire #1) is to obtain opinions and findings about existance of internal control elements. The responses give corroborating information when making an overall conclusion about internal control.
Responses to claims and questions (items) in questionnaire alone do not give adequate basis to conclude whether internal control system is effective and efficient or not. In order to make such conclusions you need a questionnaire whose items take into account internal control elements, [internal] control objectives, the way internal control elements and objectives are related, and how this system actually works in processes. There is an analogy to construction materials and a house. What you get in the survey can be compared to information about existance of construction materials. What you will be lacking is information whether the materials were properly used and put together [to make a house good for living].
Questionaire #1


Introduction
05.02.2008
Control Environment
19.02.2008
Controls
27.05.2008
Accounting systems
10.06.2008
Determination of risks
24.06.2008
Control objectives
08.07.2008
Background information
15.07.2008

The questionnaire #1
it needs further editing as html query form.

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