© Matti Mattila, CPFA, CISA, CIA

Questionaire #1: Control objectives

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The ECAR Model document

Claims below can be derived from The ECAR Model document's chapters 311 Objectives and Opportunities, 312 Compliance, and 313 Right Information.

Text for questionnaire

These issues are associated with effectiveness and efficiency of operations, compliance with laws and other norms and financial reporting. At my work place...
E1) we do not fail to identify and exploit important business opportunities, including process improvement opportunities.
E2) processes have been built such a way that performance is effective and efficient.
E3) [Open question:] What is the biggest problem in any of our processes in terms of effectiveness and efficiency?
E4) enough care is taken to ensure that laws, regulations and other norms are complied with.
E5) [Open question:] What is the biggest problem in our performance in terms of compliance with laws, regulations and other norms?
E6) the financial reporting by our organization provides true and fair view about our performance to key stake holders.
E7) [Open question:] What is the biggest problem in any of our financial reporting?